Fee Structure
Annual Affiliation Fee* $6,000 Annual Errors and Omission Fee Annual FINRA/FHC Assessment and Renewal Fee Resident State Fee
Please note, all states other than your resident state will be charged individually.Annual Firm Continuing Education Fee Regulatory Continuing Education Fee Branch/Audit Fee Technology and Research Fee Investment Advisor Representative Fee Resident State Investment Advisor Fee
FHC® FINRA Initial Registration Fees (charged once at the time you join FHC)Initial Transfer $135 Finger Print Cards $80 U-5 $90
State License Fees (fee varies by state)$66 - $200 Total: $6,371 - $6,505
*Annual Affiliation Fee will be prorated quarterly.
JOIN DATE: PRORATED FEE January 1 - March 31 $6,000 April 1 - June 30 $4,500 July 1 - September 30 $3,000 October 1 - December 31 $1,500